Personal Brokerage
If you’re an experienced, hands-on investor, a Frost Brokerage Services account puts you in the driver’s seat, allowing you to trade anytime during market hours by phone or send trade instructions online 24/7. A Frost Brokerage account gives you:
- access to Frost Brokerage Invest Online service
- up-to-the-minute market quotations
- prompt and accurate execution of orders
- savings on commissions
Investment Options
Just a few of the investments available in a Frost Brokerage account include:
- mutual funds
- corporate bonds
- stocks (equities)
- treasury bills
- treasury notes and bonds
- zero coupon bonds
Periodic Investment Program
The first step to securing your financial future is a simple one: have a plan. We'll take a look at your current situation and help develop a plan that will get you on a path to building your nest egg, today.
With Frost’s Periodic Investment Program, you’ll:
- contribute periodically, usually by electronic transfer from your bank account
- invest directly to a mutual fund
- develop lifelong investing habits
Stock Option Exercise Program
Stock options can be difficult to navigate and often, expensive to exercise. If you’ve received employee stock options as part of your compensation, Frost’s Stock Option Exercise Program can offer you:
- no disruptions of financial planning
- a special financing program, designed with your needs in mind
Reports and Disclosures
Get important reports and disclosures regarding investment accounts.
- SEC Rule 606 Order Routing Data
- Brokerage Business Continuity Plan
- Brokerage Account Commissions and Fees
- Brokerage Annual Inactivity Fee Disclosure
- Frost Brokerage Services, Inc. and Frost Investment Services, LLC Customer Relationship Summary
- Frost Brokerage Services, Inc. Regulation Best Interest Disclosure
- Form ADV Part 2A Firm Brochure
- Form ADV Part 2B Advisor Brochure Supplements
- FINRA BrokerCheck
- Investment Advisory Services Schedule of Fees
- Frost Investment Services Investment Management Agreement
- Frost Brokerage Services, Inc. Customer Agreement